We represent clients in responding to and undergoing regulatory audits, investigations and enforcement, ranging from an individual solo practitioner, all the way to Fortune 50 companies.
Regulatory & Government Relations
Regulatory Audits, Investigations & Enforcement Actions
Our Approach
When the federal or state agencies commence a regulatory enforcement action, our team works closely with you to respond and understand how the process flows, so you are informed every step of the way. Many people think that they have to agree to everything a government agency asks for; but with our intimate knowledge of the parameters of a government entities’ administrative and investigative authority, we help you understand what your rights are. In addition, we work with clients in a preventative manner, to review their business operations and ensure regulatory compliance, to prevent investigations or enforcement down the line.
Clients Include
- Financial services and banks
- Telecommunications
- Health care and dental providers
- Utilities
- Energy
- Insurance
- Transportation
- Real Estate
Focus
- Department of Commerce
- Department of Natural Resources
- Department of Revenue
- Metropolitan Council
- Minnesota Management and Budget
- Minnesota Pollution Control Agency
- Minnesota Department of Transportation
- Minneapolis City Council
- St. Paul City Council
- Department of Human Services
- Department of Health
- Board of Dentistry
- Board of Medical Practice
- Board of Nursing
- Board of Pharmacy
- Board of Social Work
- Drug Enforcement Administration
- Centers for Medicare & Medicaid Services
- Public Utilities Commission
- Environmental Quality Board
- Board of Private Detectives and Protective Agents (BCA)
- Board of Psychology
- Board of Physical Therapy
- Board of Marriage and Family Therapy
- MN Department of Human Rights
- MN Department of Labor and Industry/MN OSHA
- Board of Behavioral Health and Therapy
- Board of Chiropractic Examiners
- Health Professional Services Program
- Minnesota Attorney General's Office
Mentioned Attorneys and Professionals
Bold Perspectives
Article
Reporting Investigation Findings and Conclusions
Co-author. Handling Internal Investigations: Best Practices for Investigating Alleged Fraud, Bribery, Regulatory Noncompliance, and Other Types of Corporate Wrongdoing. Minnesota CLE. 05.2017
05.18.17